Disclosures

Halbert Hargrove Global Advisors, LLC(“HH”) is an SEC registered investment adviser located in Long Beach, California.  HH and its representatives are in compliance with the current registration and notice filing requirements imposed upon SEC registered investment advisers by those states in which HH maintains clients.  HH may only transact business in those states in which it is registered/notice filed, or qualifies for an exemption or exclusion from registration/notice filing requirements.  HH’s website is limited to the dissemination of general information regarding its investment advisory services to United States residents residing in states where providing such information is not prohibited by applicable law.  Accordingly, the publication of HH’s website on the Internet should not be construed by any consumer and/or prospective client as HH’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet.  Furthermore, any subsequent, direct communication by HH with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.  For information pertaining to the registration status of HH, please contact the United States Securities and Exchange Commission on their web site at www.adviserinfo.sec.gov and/or the state securities law administrators for those states in which HH is registered.  A copy of HH’s current written disclosure statement discussing HH’s business operations, services, and fees is available from HH upon written request.  HH does not make any representations as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to HH’s website or incorporated herein, and takes no responsibility therefore.  All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Halbert Hargrove & Co. was a broker-dealer established in 1933.  Halbert Hargrove Global Advisors, LLC was originally established as an S Corporation in 1988 as Halbert, Hargrove Advisors then renamed to Halbert, Hargrove/Russell in 1989. Halbert, Hargrove/Russell became the managing member in 1998 of Halbert, Hargrove/Russell LLC,  when this LLC was established.  In 2010, Halbert, Hargrove/Russell LLC was renamed Halbert Hargrove Global Advisors, LLC.   Halbert, Hargrove/Russell now remains a managing member of Halbert Hargrove Global Advisors, LLC under the name Halbert Hargrove Holdings, Inc. Halbert Hargrove & Co. is no longer registered with FINRA or a national securities exchange.

 

The following are the full name descriptions of the funds listed in our Quarterly Reports:

  • All Asset Institutional refers to the PIMCO All Asset, Institutional Class
  • All Asset All Authority Instl refers to the PIMCO All Asset All Authority, Institutional Class
  • All Asset Variance Risk Premium Interval refers to the Stone Ridge All Asset Variance Risk Premium Fund
  • Alternative Lending Risk Premium refers to the Stone Ridge Alternative Lending Risk Premium
  • BlackRock 20/80 Target Allocation Fund refers to the BlackRock 20/80 Target Allocation Fund with the respective fund class.
  • BlackRock 40/60 Target Allocation Fund refers to the BlackRock 40/60 Target Allocation Fund with the respective fund class.
  • BlackRock 60/40 Target Allocation Fund refers to the BlackRock 60/40 Target Allocation Fund with the respective fund class.
  • BlackRock 80/20 Target Allocation Fund refers to the BlackRock 80/20 Target Allocation Fund with the respective fund class.
  • Core U.S. Aggregate Bond ETF refers to the iShares Core U.S. Aggregate Bond ETF
  • Core U.S. REIT ETF refers to the iShares Core U.S. REIT ETF
  • Elements Emerging Markets Portfolio refers to Stone Ridge Elements Emerging Markets Portfolio Fund
  • Elements International Portfolio refers to Stone Ridge Elements International Portfolio Fund
  • Elements U.S. Portfolio refers to Stone Ridge Elements U.S. Portfolio Fund
  • Elements U.S. Small Cap refers to Stone Ridge Elements U.S. Small Cap Portfolio Fund
  • Emerging Markets refers to the Russell Emerging Markets, Class S
  • Emerging Markets Debt refers to the SEI Institutional Managed Emerging Markets Debt, Class A
  • Emerging Markets Full Spectrum Bond refers to PIMCO Emerging Markets Full Spectrum Bond, Institutional Class
  • Emerging Markets SmallCap Dividend ETF refers to WisdomTree Emerging Markets SmallCap Dividend ETF
  • Global Equity refers to the Russell Global Equity, Class S
  • Global Infrastructure refers to the Russell Global Infrastructure with the respective fund class.
  • Global Opportunistic Credit refers to the Russell Global Opportunistic Credit with the respective fund class.
  • Global Real Estate Securities refers to the Russell Global Real Estate Securities with the respective fund class.
  • High Yield Institutional refers to the PIMCO High Yield Institutional
  • High Yield Reinsurance Risk Premium refers to Stone Ridge High Yield Reinsurance Risk Premium
  • International Developed Markets refers to the Russell International Developed Markets with the respective fund class.
  • International Small Cap Instl refers to Acuitas International Small Cap, Institutional Class
  • Moving Daily Average – Intl Developed Markets refers to iShares Short Treasury Bond ETF
  • Moving Daily Average – Large Cap U.S. refers to SPDR Barclays 1-3 Month T-Bill ETF
  • MSCI EAFE Index ETF refers to the iShares MSCI EAFE Index ETF
  • MSCI EAFE Small Cap Index refers to the iShares MSCI EAFE Small Cap Index ETF
  • MSCI Emerging Markets Index refers to the iShares MSCI Emerging Markets Index ETF
  • Managed Futures Strategy HV I refers to AQR Managed Futures Strategy HV, Institutional Class
  • Managed Futures Strategy HV N refers to AQR Managed Futures Strategy HV Fund Class N
  • Managed Futures Strategy HV R6 refers to AQR Managed Futures Strategy HV, R6 Class
  • Managed Futures Strategy I refers to AQR Managed Futures Strategy, Institutional Class
  • Multifactor International Equity S refers to Russell Investments Multifactor International Equity Fund Class S
  • Multifactor International Equity Y refers to Russell Investments Multifactor International Equity Fund – Class Y
  • Multifactor U.S. Equity S refers to Russell Investments Multifactor U.S. Equity Fund Class S
  • Multifactor U.S. Equity Y refers to Russell Investments Multifactor U.S. Equity Fund – Class Y
  • National Muni Bond ETF refers to the iShares National Muni Bond ETF
  • PIMCO Enhanced Short Maturity Fund ETF refers to PIMCO Enhanced Short Mat Str Fund ETF
  • Reinsurance Risk Premium Interval refers to Stone Ridge Reinsurance Risk Premium Interval
  • Russell 1000 Index ETF refers to the iShares Russell 1000 Index ETF
  • Short Duration Bond refers to the Russell Short Duration Bond, Class S.
  • Strategic Bond refers to the Russell Strategic Bond with the respective fund class.
  • Strategic Call Overwriting refers to Russell Strategic Call Overwriting, Class S
  • Structured Emerging Markets I refers to Eaton Vance Parametric Structured Emerging Markets, Institutional Class
  • Tax Exempt Bond refers to the Russell Tax Exempt Bond, Class S
  • U.S. Core Equity refers to the Russell U.S. Core Equity with the respective fund class
  • U.S. Defensive Equity refers to the Russell U.S. Defensive Equity with the respective fund class
  • U.S. Master Variance Risk Premium refers to Stone Ridge U.S. Master Variance Risk Premium
  • U.S. Microcap Instl refers to Acuitas U.S. Microcap, Institutional Class
  • U.S. Small Cap Equity refers to the Russell U.S. Small Cap Equity with the respective fund class
  • U.S. Strategic Equity refers to the Russell U.S. Strategic Equity, Class S
  • Vanguard LifeStrategy Conservative Growth Fund refers to Vanguard LifeStrategy Conservative Growth Fund Investor Shares
  • Vanguard LifeStrategy Growth Inv refers to Vanguard LifeStrategy Growth Fund Investor Shares
  • Vanguard LifeStrategy Income Fund refers to Vanguard LifeStrategy Income Fund Investor Shares
  • Vanguard LifeStrategy Moderate Growth Inv refers to Vanguard LifeStrategy Moderate Growth Fund Investor Shares

 

No portion of HH’s website is to be interpreted as a testimonial or endorsement of HH’s investment advisory services and it is not known whether the clients referenced approve of HH or its services.

ACCESS TO THIS WEB SITE IS PROVIDED FOR INFORMATIONAL PURPOSES ONLY AND WITHOUT ANY WARRANTIES, EXPRESSED OR IMPLIED, REGARDING THE ACCURACY, COMPLETENESS, TIMELINESS, OR RESULTS OBTAINED FROM ANY INFORMATION POSTED ON THIS WEBSITE OR ANY THIRD PARTY WEBSITE LINKED TO THIS WEBSITE.