The rating is not indicative of Halbert Hargrove Global Advisors future performance. Halbert Hargrove Global Advisors did not pay a fee to participate in the survey.
FP’s data partner for the RIA Leaders feature, RIA in a Box, complied the below rankings from firms’ required SEC Form ADV filings in July 2022 using a six-part criteria:
- Firms must have zero registered representatives of a broker-dealer
- At least 50% of the firms clients must be individuals or high net worth individuals.
- Firms must not list commissions as a compensation arrangement.
- Firms must have more than zero financial planning clients
- Firms must not list commission-taking businesses in “other business activities”.
- Firms cannot be affiliated under common ownership with commission-taking businesses.